Mary Schapiro Quotes

• Too often, investors are the target of fraudulent schemes disguised as investment opportunities. As you know, if the balance is tipped to the point where investors are not confident that there are appropriate protections, investors will lose confidence in our markets, and capital formation will ultimately be made more difficult and expensive.

  Mary Schapiro

  Opportunity, Balance, Target

  6 Copy quote

• Brokerage firms and their executives cannot use threats regarding research activities as a way to obtain investment banking business. The threat to drop research coverage if Piper were not selected as the lead underwriter for a secondary offering was totally inappropriate and undermines the integrity of the market.

  Mary Schapiro

  Integrity, Offering, Banking

  4 Copy quote

• I work on weekends, but from home.

  Mary Schapiro

  Home, Weekend

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• The SEC has actually progressively loosened up the rules and recognized the value of social media, but the goal is always going to be to get information out as broadly as possible as quickly as possible.

  Mary Schapiro

  Media, Goal, Information

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• The SEC got more than 100 rules to write under Dodd-Frank, the lion's share of all the agencies. And we've moved, I think, with a tremendous sense of urgency. But it takes a long time to write rules and get them approved by a five-member commission.

  Mary Schapiro

  Writing, Thinking, Agency

  "SEC Head Mary Schapiro To Step Down This Week". "Morning Edition" with David Greene, www.npr.org. December 11, 2012.

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• Under the Dodd-Frank law, the SEC got the lion's share of the rules to write, more than 100 rules, and we have done an extraordinary amount of that. Eighty percent have been either proposed or adopted. So, a lot, a lot accomplished but of course, more to do.

  Mary Schapiro

  Writing, Law, Done

  4 Copy quote

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